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Shanghai Tongsheng Shifu Equity Investment issued a warning letter regarding failure to properly preserve disclosure materials
Blue Whale News, February 26 — Recently, the Shanghai Regulatory Bureau of the China Securities Regulatory Commission issued an administrative regulatory decision, targeting Shanghai Tongsheng Shifu Equity Investment Management Co., Ltd.
The decision states that Shanghai Tongsheng Shifu Equity Investment Management Co., Ltd. failed to properly retain documents related to private fund information disclosures during its private fund business operations, violating the provisions of the “Interim Measures for the Supervision and Administration of Private Investment Funds.”
In response, the Shanghai Regulatory Bureau of the China Securities Regulatory Commission has decided to issue a warning letter as a supervisory measure to Shanghai Tongsheng Shifu Equity Investment Management Co., Ltd.